-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ua6ovALBQnz0ck2WvFMWbzoUXjygZWIVegm8G5Hc/dISC9hoR6IwYnjUVsmkfFNX Ld3ZF2Uqhc5+7eGaF/hDRw== 0000892569-99-000373.txt : 19990212 0000892569-99-000373.hdr.sgml : 19990212 ACCESSION NUMBER: 0000892569-99-000373 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990211 GROUP MEMBERS: MYERS STEVEN & MATHIS PAULA REVOCABLE TR DT 6/24/92 GROUP MEMBERS: PAULA K. MYERS GROUP MEMBERS: STEVEN S. MYERS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SM&A CORP CENTRAL INDEX KEY: 0001050031 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 330080929 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-53209 FILM NUMBER: 99531268 BUSINESS ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: 8TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 7149751550 MAIL ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: 8TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: STEVEN MYERS & ASSOCIATES INC DATE OF NAME CHANGE: 19980123 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MYERS STEVEN & MATHIS PAULA REVOCABLE TR DT 6/24/92 CENTRAL INDEX KEY: 0001078747 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 4695 MACARTHUR COURT STREET 2: EIGHTH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9499751550 MAIL ADDRESS: STREET 1: 7695 MACARTHUR COURT EIGHTH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 SC 13G 1 SCHEDULE 13G 1 ---------------------------------- OMB APPROVAL ---------------------------------- OMB Number: 3235-0145 Expires: August 31, 1999 Estimated average burden hours per response: 14.90 ---------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SM&A CORPORATION - ----------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, NO PAR VALUE - ----------------------------------------------------------------------------- (Title of Class of Securities) 860162 10 6 - ----------------------------------------------------------------------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [x] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 8 pages 2 CUSIP No. 860162 10 6 13G Page 2 of 8 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Steven Myers and Paula Mathis Revocable Trust dated June 24, 1992 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY 7,793,693 OWNED BY ------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 PERSON ------------------------------------------------ 8 SHARED DISPOSITIVE POWER WITH 7,793,693 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,793,693 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] (See Instructions) Not Applicable - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 47.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) 00 - -------------------------------------------------------------------------------- 3 CUSIP No. 860162 10 6 13G Page 2a of 8 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Steven S. Myers - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY 7,793,693 OWNED BY ------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 PERSON ------------------------------------------------ 8 SHARED DISPOSITIVE POWER WITH 7,793,693 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,793,693 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] (See Instructions) Not Applicable - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 47.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 4 CUSIP No. 860162 10 6 13G Page 2b of 8 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Paula K. Myers - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 SHARES ------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY 7,793,693 OWNED BY ------------------------------------------------ EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 PERSON ------------------------------------------------ 8 SHARED DISPOSITIVE POWER WITH 7,793,693 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,793,693 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] (See Instructions) Not Applicable - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 47.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 5 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 10549 --------------------------------- SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 --------------------------------- Item 1. (a). Name of Issuer SM&A Corporation (b). Address of Issuer's Principal Executive Offices 4695 MacArthur Court, Eighth Floor Newport Beach, CA 92660 Item 2. (a). Name of Person Filing This Schedule 13G is being jointly filed by each of the following persons pursuant to Rule 13d-1(k) promulgated by the Securities and Exchange Commission pursuant to Section 13 of the Securities Exchange Act of 1934, as amended (the "Act"); (i) Steven Myers and Paula Mathis Revocable Trust Dated June 24, 1992 (the "Trust"); (ii) Steven S. Myers, an individual; and (iii) Paula K. Myers, an individual, by virtue of their beneficial ownership of 7,793,693 shares of common stock of SM&A Corporation. The Trust, Steven S. Myers and Paula K. Myers are hereinafter collectively referred to as the "Reporting Persons." The Reporting Persons have entered into an Agreement Regarding the Joint Filing of Schedule 13G, dated February 8, 1999, a copy of which is filed with this Schedule 13G as Exhibit A, pursuant to which the Reporting Persons have agreed to file this statement jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Act. The Reporting Persons may be deemed to constitute a "group" for purposes of Section 13(d)(3) of the Act. The Reporting Persons expressly disclaim that they have agreed to act as a group other than as described in this Schedule 13G. (b). Address of Principal Business Office or if none, Residence 4695 MacArthur Court, Eighth Floor Newport Beach, CA 92660 Page 3 of 8 Pages 6 Item 2. (c). Citizenship: The Trust is a trust established under the laws of the State of California and Steven S. Myers and Paula K. Myers are citizens of the United States. (d). Title of Class of Securities: Common Stock, no par value (e). CUSIP Number: 860162 10 6 Item 3. This statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: Not Applicable. Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a). Amount Beneficially Owned 7,793,693 (b). Percent of Class: 47.1% (c). Number of Shares as to which such person has: (i) sole power to vote or to direct the vote 0 (ii) shared power to vote or to direct the vote 7,793,693 (iii) sole power to dispose or to direct the disposition of 0 (iv) shared power to dispose or to direct the disposition of 7,793,693 Page 4 of 8 Pages 7 Item 5. Ownership of Five Percent or Less of a Class: Not Applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person: Not Applicable. Item 7. Identification and Classification of Subsidiaries which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable. Item 8. Identification and Classification of Members of the Group: Not Applicable. Page 5 of 8 Pages 8 Item 9. Notice of Dissolution of Group: Not Applicable. Item 10. Certification: Not Applicable. Page 6 of 8 Pages 9 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 8, 1999 STEVEN MYERS AND PAULA MATHIS REVOCABLE TRUST DATED JUNE 24, 1992 By: /s/ Steven S. Myers -------------------------------- Steven S. Myers, Trustee By: /s/ Paula K. Myers -------------------------------- Paula K. Myers, Trustee Dated: February 8, 1999 /s/ Steven S. Myers ------------------------------------ STEVEN S. MYERS, personally Dated: February 8, 1999 /s/ Paula K. Myers ------------------------------------ PAULA K. MYERS, personally The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. EXHIBITS A. Agreement Regarding the Joint Filing of Schedule 13G dated February 8, 1999. Page 7 of 8 Pages 10 EXHIBIT A AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule 13G is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. Dated: February 8, 1999 /s/ Steven S. Myers ------------------------------------ STEVEN S. MYERS /s/ Paula K. Myers ------------------------------------ PAULA K. MYERS THE STEVEN MYERS AND PAULA MATHIS REVOCABLE TRUST DATED JUNE 24, 1992 By /s/ Steven S. Myers --------------------------------- Steven S. Myers, Trustee By /s/ Paula K. Myers ------------------------------------ Paula K. Myers, Trustee Page 8 of 8 Pages -----END PRIVACY-ENHANCED MESSAGE-----